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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)34 years in industry

WILLIAM ROBERT EASTMAN

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

PINEHURST, NC

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Search this name across graphsid dfx:ria:b049149f-2886-6e2e-c91a-14326c35d962

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STIFEL, NICOLAUS & COMPANY, INCORPORATED
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1992earliest registration or exam on IAPD
Years in industry: 34derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S63|S65
First exam: Aug 7, 1992
First registration: Jan 28, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2253102

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STIFEL, NICOLAUS & COMPANY, INCORPORATED	National bd RIA	Apr 30, 2009	n/a	yes	PINEHURST, NC	Current employment
WELLS FARGO ADVISORS	Wirehouse	Jun 21, 2002	May 4, 2009	no	PINEHURST, NC\|PINEHURST, NC	Previous registration
WACHOVIA SECURITIES, INC.	n/a	Jan 28, 2002	Jun 21, 2002	no	PINHURST, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	STIFEL, NICOLAUS & COMPANY, INCORPORATED	May 4, 2009	Apr 30, 2009	-4	Firm change	Wirehouse to ibd
WACHOVIA SECURITIES, INC.	WELLS FARGO ADVISORS	Jun 21, 2002	Jun 21, 2002	0	Bulk transfer	Other

Relationships

Registered with (3)

→ STIFEL, NICOLAUS & COMPANY, INCORPORATEDRegistered adviserregistration: current employment
Apr 30, 2009 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Jun 21, 2002 to May 4, 2009factForm ADV
→ WACHOVIA SECURITIES, INC.Registered adviserregistration: previous registration
Jan 28, 2002 to Jun 21, 2002factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b049149f-2886-6e2e-c91a-14326c35d962
First observed: Jan 28, 2002
Last observed: Sep 14, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WILLIAM ROBERT EASTMAN

Advisor at STIFEL, NICOLAUS & COMPANY, INCORPORATED

PINEHURST, NC

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b049149f-2886-6e2e-c91a-14326c35d962

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:22 PM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

STIFEL, NICOLAUS & COMPANY, INCORPORATED

National bd RIA

Apr 30, 2009

n/a

yes

PINEHURST, NC

Current employment

WELLS FARGO ADVISORS

Wirehouse

Jun 21, 2002

May 4, 2009

PINEHURST, NC|PINEHURST, NC

Previous registration

WACHOVIA SECURITIES, INC.

n/a

Jan 28, 2002

Jun 21, 2002

PINHURST, NC

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

WELLS FARGO ADVISORS

STIFEL, NICOLAUS & COMPANY, INCORPORATED

May 4, 2009

Apr 30, 2009

-4

Firm change

Wirehouse to ibd

WACHOVIA SECURITIES, INC.

WELLS FARGO ADVISORS

Jun 21, 2002

Bulk transfer

Other