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Advisor at GUARDIAN FINANCIAL PARTNERS, LLC
Orange, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| GUARDIAN FINANCIAL PARTNERS, LLC | Mixed wealth | Apr 28, 2017 | n/a | yes | Orange, CA | Current employment |
| WELLS FARGO ADVISORS | Wirehouse | Jul 1, 2003 | May 1, 2017 | no | NEWPORT BEACH, CA|IRVINE, CA|NEWPORT BEACH, CA | Previous registration |
| PRUDENTIAL EQUITY GROUP, LLC | n/a | Oct 31, 1994 | Jul 1, 2003 | no | NEWPORT BEACH, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | GUARDIAN FINANCIAL PARTNERS, LLC | May 1, 2017 | Apr 28, 2017 | -3 | Firm change | Wirehouse to new firm |
| PRUDENTIAL EQUITY GROUP, LLC | WELLS FARGO ADVISORS | Jul 1, 2003 | Jul 1, 2003 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:287652:CA:2017-05-01 | May 1, 2017 | Apr 28, 2017 | NEWPORT BEACH, CA | Firm change |