DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at PATHSTONE
Austin, TX | ENGLEWOOD, NJ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Pathstone | Independent wealth | Oct 7, 2020 | n/a | yes | ENGLEWOOD, NJ|Austin, TX | Current employment |
| PRICE WEALTH, LLC | Former SEC adviser | May 25, 2004 | Sep 30, 2020 | no | AUSTIN, TX|AUSTIN, TX | Previous registration |
| AVALON INVESTMENT & ADVISORY | Former SEC adviser | May 15, 2002 | Jun 1, 2004 | no | HOUSTON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRICE WEALTH, LLC | Pathstone | Sep 30, 2020 | Oct 7, 2020 | 7 | Firm change | RIA to RIA |
| AVALON INVESTMENT & ADVISORY | PRICE WEALTH, LLC | Jun 1, 2004 | May 25, 2004 | -7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 131407:151736:TX:2020-09-30 | Sep 30, 2020 | Oct 7, 2020 | AUSTIN, TX | Firm change |