DFX Intelligence

L•••• A•••••••• R••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor38 years in industry

L•••• A•••••••• R••••••

Advisor at M••••• A•••••••

FAIRFIELD, CT | Pittsfield, MA

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Search this name across graphsid dfx:ria:b05ac65d-70f5-1283-bc7c-f680dcc86303

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:22 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Sep 23, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 17, 1988earliest registration or exam on IAPD
Years in industry: 38derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• A•••••••	Independent wealth	Sep 29, 2023	n/a	yes	Pittsfield, MA\|FAIRFIELD, CT	Current employment
W•••••	Former SEC adviser	Sep 23, 2009	Dec 20, 2023	no	PITTSFIELD, MA\|PITTSFIELD, MA\|PITTSFIELD, MA\|Portsmouth, NH

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
W•••••	M••••• A•••••••	Dec 20, 2023	Sep 29, 2023	-82	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ M••••• A•••••••Registered adviserregistration: current employment
Sep 29, 2023 to presentfactForm ADV
→ W•••••Registered adviserregistration: previous registration
Sep 23, 2009 to Dec 20, 2023factForm ADV

Dated events

Occurred
Dec 20, 2023
Advisor changed firm
L•••• A•••••••• R•••••• left Willow for M••••• A••••••• (registered 2023-09-29)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b05ac65d-70f5-1283-bc7c-f680dcc86303
First observed: Sep 23, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.