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Advisor at DECISIONPOINT FINANCIAL, LLC
MESA, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| DECISIONPOINT FINANCIAL, LLC | Mixed wealth | Jun 15, 2018 | n/a | yes | MESA, AZ | Current employment |
| ARISTA WEALTH MANAGEMENT, LLC | Independent wealth | Sep 15, 2011 | Sep 12, 2018 | no | MESA, AZ|Mesa, AZ|LAS VEGAS, NV | Previous registration |
| TRIBECA ADVISORS, LLC | n/a | Apr 9, 2009 | Sep 21, 2011 | no | MESA, AZ | Previous registration |
| TRIBECA FINANCIAL, LLC | Independent wealth | Jul 30, 2008 | Nov 17, 2009 | no | MESA, AZ | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Nov 18, 2002 | Feb 3, 2005 | no | MESA, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| ARISTA WEALTH MANAGEMENT, LLC | DECISIONPOINT FINANCIAL, LLC | Sep 12, 2018 | Jun 15, 2018 | -89 | Firm change after gap | RIA to new firm |
| TRIBECA ADVISORS, LLC | ARISTA WEALTH MANAGEMENT, LLC | Sep 21, 2011 | Sep 15, 2011 | -6 | Firm change | Other |
| TRIBECA FINANCIAL, LLC | TRIBECA ADVISORS, LLC | Nov 17, 2009 | Apr 9, 2009 | -222 | Firm change after gap | Other |
| MORGAN STANLEY DW INC. | TRIBECA FINANCIAL, LLC | Feb 3, 2005 | Jul 30, 2008 | 1,273 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 141504:296988:NV:2018-09-12 | Sep 12, 2018 | Jun 15, 2018 | LAS VEGAS, NV | Firm change after gap |