DFX Intelligence

T••• L• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

T••• L• P•••••••

Advisor at N••• F•••••• I••••••••• S•••••••• L••

Gulf Breeze, FL | PENSACOLA, FL

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Search this name across graphsid dfx:ria:b05febf2-5450-f577-401c-b30ab8a6e328

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:12 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Jun 28, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: N••• F•••••• I••••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jun 28, 2007earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	Jul 17, 2025	n/a	yes	Gulf Breeze, FL\|PENSACOLA, FL	Current employment
N••• F•••••• I••••••••• S•••••••• L••	Bd affiliated wealth	Jan 4, 2017	Oct 19, 2020	no	VIENNA, VA\|PENSACOLA, FL\|SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••• A•••• M••••••••• L••	N••• F•••••• I••••••••• S•••••••• L••	Jan 4, 2017	Jan 4, 2017	0	Bulk transfer	Other
I••••• F•••••••• C•••••••••	N••• F•••••• A•••• M••••••••• L••	Jul 24, 2015	Aug 19, 2015

Relationships

Registered with (6)

→ N••• F•••••• I••••••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 4, 2017 to Oct 19, 2020factForm ADV
→ N••• F•••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Aug 19, 2015 to Jan 4, 2017factForm ADV
→ I••••• F•••••••• C•••••••••Registered adviserregistration: previous registration
Aug 10, 2011 to Jul 24, 2015factForm ADV
→ U•••• F•••••••• S••••••• G••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b05febf2-5450-f577-401c-b30ab8a6e328
First observed: Jun 28, 2007
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.