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Advisor at EMERSON EQUITY LLC
SAN MATEO, CA | Daly City, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EMERSON EQUITY LLC | Bd affiliated wealth | Apr 25, 2024 | n/a | yes | Daly City, CA|SAN MATEO, CA|Daly City, CA | Current employment |
| NI ADVISORS | State registered | Nov 6, 2014 | May 16, 2024 | no | MILPITAS, CA|Daly City, CA | Previous registration |
| EQUITABLE ADVISORS, LLC | National bd RIA | Jan 31, 2005 | Sep 29, 2005 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NI ADVISORS | EMERSON EQUITY LLC | May 16, 2024 | Apr 25, 2024 | -21 | Firm change | Other |
| EQUITABLE ADVISORS, LLC | NI ADVISORS | Sep 29, 2005 | Nov 6, 2014 | 3,325 | Firm change after gap | Ibd to state RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 134502:130032:CA:2024-05-16 | May 16, 2024 | Apr 25, 2024 | DALY CITY, CA | Firm change |