DFX Intelligence
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Reading the graph
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Advisor at M•• S••••••••• L••
Boston, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| M•• S••••••••• L•• | No RAUM reported | Jan 25, 2022 | n/a | yes | Boston, MA | Current employment |
| G••••• R••••••••• P••••••• L•• | Institutional manager | Nov 1, 2018 | Sep 18, 2020 | no | Lexington, MA|SAN RAFAEL, CA|Boston, MA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| A•••• P•••••• G••••• I••• | G••••• R••••••••• P••••••• L•• | Oct 6, 2020 | Nov 1, 2018 | -705 | Channel change | Other |
| G••••• R••••••••• P••••••• L•• | M•• S••••••••• L•• | Sep 18, 2020 | Jan 25, 2022 |
| A•••• P•••••• G••••• I••• | Former SEC adviser | Apr 30, 2018 | Oct 6, 2020 | no | BOSTON, MA | Previous registration |
| E•••••• A••••••• G••••• L•• | Bd affiliated wealth | Nov 29, 2017 | Apr 6, 2018 | no | GREENWOOD VILLAGE, CO | Previous registration |
| 494 |
| Firm change after gap |
| Other |
| E•••••• A••••••• G••••• L•• | A•••• P•••••• G••••• I••• | Apr 6, 2018 | Apr 30, 2018 | 24 | Firm change | Other |