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Advisor at RBC CAPITAL MARKETS, LLC
CLIVE, IA | WEST DES MOINES, IA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| RBC CAPITAL MARKETS, LLC | National bd RIA | Apr 9, 2009 | n/a | yes | CLIVE, IA|WEST DES MOINES, IA | Current employment |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jan 1, 1999 | Apr 23, 2009 | no | DES MOINES, IA|DES MOINES, IA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CITIGROUP GLOBAL MARKETS INC. | RBC CAPITAL MARKETS, LLC | Apr 23, 2009 | Apr 9, 2009 | -14 | Firm change | Other |