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D•••• B•••• M•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

D•••• B•••• M•••••••

Advisor at M•••• C••••••• A••••••• S••••••

••• Locked

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Search this name across graphsid dfx:ria:b07439c5-39e6-c354-744a-be58e9119d15

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:46 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Aug 25, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• C••••••• A••••••• S••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• C••••••• A••••••• S••••••	Bd affiliated wealth	May 10, 2024	n/a	yes	PALM BEACH GARDENS, FL\|PALM BEACH GARDENS, FL\|BOULDER, CO\|SAINT PETERS, MO	Current employment
C•••• C•••••• S••••••••• L•••	Former SEC adviser	Jan 24, 2003	May 6, 2024	no	BOULDER, CO\|BOULDER, CO

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••• C•••••• S••••••••• L•••	M•••• C••••••• A••••••• S••••••	May 6, 2024	May 10, 2024	4	Firm change	Ibd to ibd
C••••• A••••••• L••	C•••• C•••••• S••••••••• L•••	Jan 21, 2003	Jan 24, 2003

Relationships

Registered with (3)

→ M•••• C••••••• A••••••• S••••••Registered adviserregistration: current employment
May 10, 2024 to presentfactForm ADV
→ C•••• C•••••• S••••••••• L•••Registered adviserregistration: previous registration
Jan 24, 2003 to May 6, 2024factForm ADV
→ C••••• A••••••• L••Registered adviserregistration: previous registration
Aug 25, 2000 to Jan 21, 2003factForm ADV

Dated events

Occurred
May 6, 2024
Advisor changed firm
D•••• B•••• M••••••• left C•••• C•••••• S••••••••• L••• for M•••• C••••••• A••••••• S•••••• (registered 2024-05-10)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b07439c5-39e6-c354-744a-be58e9119d15
First observed: Aug 25, 2000
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.