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RIA / WealthAdvisordual registered (broker-dealer)22 years in industry

DIMITRI TSIOUTSIOPOULOS

Advisor at SCHWAB WEALTH ADVISORY, INC.

Los Angeles, CA

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 9:51 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 2
On other graphs: 0
Observed: Jun 3, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: SCHWAB WEALTH ADVISORY, INC.
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 11, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: May 11, 2004
First registration: Jun 3, 2008
Dual registered: yes, broker-dealer
Other names: JIM (NICKNAME) POULOS (NICKNAME)|DIMITRIOS SOTIRIOS TSIOUTSIOPOULOS|DIMITRI SOTIRIOS TSIOUTSIOPOULOS
IAPD individual key: 4712073

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Jun 26, 2025	n/a	yes	Los Angeles, CA	Current employment
MORGAN STANLEY	Wirehouse	Sep 12, 2024	May 30, 2025	no	Los Angeles, CA	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Mar 30, 2022	Jul 10, 2024	no	Phoenix, AZ	Previous registration
SCHWAB WEALTH ADVISORY, INC.	No RAUM reported	Oct 13, 2016	Mar 29, 2022	no	Phoenix, AZ	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Aug 17, 2010	Sep 10, 2024	no	Phoenix, AZ\|Lone Tree, CO\|Phoenix, AZ\|Orlando, FL	Previous registration
MML INVESTORS SERVICES, LLC	Bd affiliated wealth	Jun 21, 2010	Aug 18, 2010	no	Scottsdale, AZ	Previous registration
U.S. BANCORP INVESTMENTS, INC.	Former SEC adviser	Jun 3, 2008	Jun 18, 2008	no	Menomonee Falls, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
MORGAN STANLEY	SCHWAB WEALTH ADVISORY, INC.	May 30, 2025	Jun 26, 2025	27	Firm change	Other
CHARLES SCHWAB & CO., INC.	SCHWAB WEALTH ADVISORY, INC.	Sep 10, 2024	Oct 13, 2016	-2,889	Channel change	Other
SCHWAB WEALTH ADVISORY, INC.	MORGAN STANLEY	Jul 10, 2024	Sep 12, 2024	64	Firm change	Other
MML INVESTORS SERVICES, LLC	CHARLES SCHWAB & CO., INC.	Aug 18, 2010	Aug 17, 2010	-1	Firm change	Other
U.S. BANCORP INVESTMENTS, INC.	MML INVESTORS SERVICES, LLC	Jun 18, 2008	Jun 21, 2010	733	Firm change after gap	Other

Relationships

Registered with (5)

→ SCHWAB WEALTH ADVISORY, INC.Registered adviserregistration: previous registration
Mar 30, 2022 to Jul 10, 2024factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Sep 12, 2024 to May 30, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Aug 17, 2010 to Sep 10, 2024factForm ADV
→ MML INVESTORS SERVICES, LLCRegistered adviserregistration: previous registration
Jun 21, 2010 to Aug 18, 2010factForm ADV
→ U.S. BANCORP INVESTMENTS, INC.Registered adviserregistration: previous registration
Jun 3, 2008 to Jun 18, 2008factForm ADV

Dated events

Occurred
May 30, 2025
Advisor changed firm
Dimitri Tsioutsiopoulos left Morgan Stanley for Schwab Wealth Advisory, Inc. (registered 2025-06-26)
Form ADVobserved 6 days ago
Occurred
Jul 10, 2024
Advisor changed firm
Dimitri Tsioutsiopoulos left Schwab Wealth Advisory, Inc. for Morgan Stanley (registered 2024-09-12)
Form ADVobserved 6 days ago