DFX Intelligence

M•••••• C••••• F••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisordual registered (broker-dealer)16 years in industry

M•••••• C••••• F••••

Advisor at C••••• I••••••••• A••••••• L••

LOMBARD, IL | RIVER FOREST, IL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b09a611a-f9bc-e714-bd6c-c0319155c93f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 5:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Feb 23, 2018 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• I••••••••• A••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• I••••••••• A••••••• L••	Bd affiliated wealth	Jan 31, 2022	n/a	yes	LOMBARD, IL\|RIVER FOREST, IL	Current employment
U••••••••• W••••• M••••••••• L••	Independent wealth	Mar 19, 2019	Nov 29, 2022	no	WARRENVILLE, IL

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
U••••••••• W••••• M••••••••• L••	C••••• I••••••••• A••••••• L••	Nov 29, 2022	Jan 31, 2022	-302	Firm change after gap	RIA to ibd
F•••••••• A••••••• S•••••••• L••	U••••••••• W••••• M••••••••• L••	Mar 15, 2019	Mar 19, 2019

Relationships

Registered with (3)

→ C••••• I••••••••• A••••••• L••Registered adviserregistration: current employment
Jan 31, 2022 to presentfactForm ADV
→ U••••••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Mar 19, 2019 to Nov 29, 2022factForm ADV
→ F•••••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Feb 23, 2018 to Mar 15, 2019factForm ADV

Dated events

Occurred
Nov 29, 2022
Advisor changed firm
M•••••• C••••• F•••• left U••••••••• W••••• M••••••••• L•• for C••••• I••••••••• A••••••• L•• (registered 2022-01-31)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b09a611a-f9bc-e714-bd6c-c0319155c93f
First observed: Feb 23, 2018
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.