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Advisor at SHIELD WEALTH ADVISORS
WILLIAMSVILLE, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| SHIELD WEALTH ADVISORS | Independent wealth | Nov 18, 2020 | n/a | yes | WILLIAMSVILLE, NY | Current employment |
| INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC | Independent wealth | Jul 7, 2017 | Sep 14, 2020 | no | WILLIAMSVILLE, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| INDEPENDENT SOLUTIONS WEALTH MANAGEMENT, LLC | SHIELD WEALTH ADVISORS | Sep 14, 2020 | Nov 18, 2020 | 65 | Firm change | RIA to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 144733:309538:NY:2020-09-14 | Sep 14, 2020 | Nov 18, 2020 | WILLIAMSVILLE, NY | Firm change |