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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)22 years in industry

JOSEPH FERNANDES

Advisor at CETERA INVESTMENT ADVISERS LLC

WILLAMSBURG, VA

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Search this name across graphsid dfx:ria:b0a9cf32-9242-35d7-ec1a-dfa82992ab22

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Apr 20, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 30, 2004earliest registration or exam on IAPD
Years in industry: 22derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner
Exams: S66
First exam: Mar 30, 2004
First registration: Apr 20, 2004
Dual registered: yes, broker-dealer
IAPD individual key: 4753572

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jun 29, 2023	n/a	yes	WILLAMSBURG, VA	Current employment
VOYA FINANCIAL ADVISORS, INC.	Bd affiliated wealth	Sep 24, 2013	Jun 9, 2021	no	WILLIAMSBURG, VA\|ELLICOTT CITY, MD\|NEWPORT NEWS, VA\|WILLAMSBURG, VA\|PITTSBURGH, PA\|GREENVILLE, SC	Previous registration
SECURIAN FINANCIAL SERVICES, INC.	Former SEC adviser	Oct 23, 2006	Sep 18, 2013	no	WILLIAMSBURG, VA\|NORFOLK, VA\|WILLIAMSBURG, VA\|MIDLOTHIAN, VA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Apr 20, 2004	Aug 2, 2006	no	NEW YORK, NY\|WILLIAMSBURG, VA\|WILLIAMSBURG, VA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
VOYA FINANCIAL ADVISORS, INC.	CETERA INVESTMENT ADVISERS LLC	Jun 9, 2021	Jun 29, 2023	750	Bulk transfer	Ibd to ibd
SECURIAN FINANCIAL SERVICES, INC.	VOYA FINANCIAL ADVISORS, INC.	Sep 18, 2013	Sep 24, 2013	6	Firm change	Other
EQUITABLE ADVISORS, LLC	SECURIAN FINANCIAL SERVICES, INC.	Aug 2, 2006	Oct 23, 2006	82	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Jun 29, 2023 to presentfactForm ADV
→ VOYA FINANCIAL ADVISORS, INC.Registered adviserregistration: previous registration
Sep 24, 2013 to Jun 9, 2021factForm ADV
→ SECURIAN FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
Oct 23, 2006 to Sep 18, 2013factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Apr 20, 2004 to Aug 2, 2006factForm ADV

Dated events

No dated event names this entity yet.