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Advisor at ALPHA OMEGA WEALTH MANAGEMENT, LLC
RICHMOND, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| ALPHA OMEGA WEALTH MANAGEMENT, LLC | Independent wealth | May 22, 2009 | n/a | yes | RICHMOND, VA | Current employment |
| SUNTRUST INVESTMENT SERVICES, INC. | Former SEC adviser | Jun 30, 2005 | May 29, 2009 | no | RICHMOND, VA|RICHMOND, VA | Previous registration |
| TRUIST SECURITIES, INC. | n/a | May 3, 2004 | Jun 30, 2005 | no | RICHMOND, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SUNTRUST INVESTMENT SERVICES, INC. | ALPHA OMEGA WEALTH MANAGEMENT, LLC | May 29, 2009 | May 22, 2009 | -7 | Firm change | Other |
| TRUIST SECURITIES, INC. | SUNTRUST INVESTMENT SERVICES, INC. | Jun 30, 2005 | Jun 30, 2005 | 0 | Firm change | Other |