DFX Intelligence

F••••••••• I••••••••• L•••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM none

F••••••••• I••••••••• L•••

CRD 304927

ZURICH

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Search this name across graphsid dfx:ria:b0be96fb-1e66-f1e5-b7c2-4339a69edca0

Data as of Nov 19, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:54 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 19, 2019 to Nov 19, 2019
1 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 0
Employees: 2
Advisory employees: 1
Offices: 0Schedule D 1.F, beyond the principal office

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• F•••••••• M•	Director	C	yes	09/2019	Nov 19, 2019	Nov 19, 2019
P••••• F••••• L•••	DIRECTOR AND CHIEF COMPLIANCE OFFICER	C	yes	09/2019	Nov 19, 2019	Nov 19, 2019

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
F••••••••• A•	n/a	n/a	n/a	Y	no	n/a

Relationships

Controls (3)

← V•• B•••••••• D••••••OwnerMANAGING DIRECTOR AND PORTFOLIO MANAGER, ownership code C, individual
Nov 19, 2019 to presentfactForm ADV
← P••••• F••••• L•••OwnerDIRECTOR AND CHIEF COMPLIANCE OFFICER, ownership code C, individual
Nov 19, 2019 to presentfactForm ADV
← C••••••• F•••••••• M•OwnerDIRECTOR, ownership code C, individual
Nov 19, 2019 to presentfactForm ADV

Dated events

Occurred
Nov 19, 2019
First Form ADV filing
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0be96fb-1e66-f1e5-b7c2-4339a69edca0
First observed: Nov 19, 2019
Last observed: Nov 19, 2019 83 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.