DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner21 years in industry

REBECCA ROSE FROHLICH

Advisor at THE PATRIOT FINANCIAL GROUP, LLC

Omaha, NE | Lincoln, NE | WALPOLE, MA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b0c86a68-a6da-e29f-7d2f-6f9539c28690

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 18, 2026, 11:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Jun 15, 2007 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: THE PATRIOT FINANCIAL GROUP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 2, 2005earliest registration or exam on IAPD
Years in industry: 21derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S63|S66
First exam: Sep 2, 2005
First registration: Jun 15, 2007
Dual registered: no
Other names: REBECCA ROSE FROHLICH|REBECCA ROSE MILES|REBECCA ROSE MILES
IAPD individual key: 4454444

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
THE PATRIOT FINANCIAL GROUP, LLC	Independent wealth	May 14, 2025	n/a	yes	WALPOLE, MA\|Omaha, NE\|Lincoln, NE	Current employment
FAIRWAY ASSET MANAGEMENT, LLC	Independent wealth	May 13, 2015	Apr 22, 2025	no	OMAHA, NE	Previous registration
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Bd affiliated wealth	Nov 14, 2011	May 5, 2015	no	OMAHA, NE	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Dec 10, 2009	no	Omaha, NE	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Jun 15, 2007	Jun 1, 2009	no	OMAHA, NE\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FAIRWAY ASSET MANAGEMENT, LLC	THE PATRIOT FINANCIAL GROUP, LLC	Apr 22, 2025	May 14, 2025	22	Firm change	Other
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	FAIRWAY ASSET MANAGEMENT, LLC	May 5, 2015	May 13, 2015	8	Firm change	Other
MORGAN STANLEY	CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.	Dec 10, 2009	Nov 14, 2011	704	Firm change after gap	Other
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other

Relationships

Registered with (5)

→ THE PATRIOT FINANCIAL GROUP, LLCRegistered adviserregistration: current employment
May 14, 2025 to presentfactForm ADV
→ FAIRWAY ASSET MANAGEMENT, LLCRegistered adviserregistration: previous registration
May 13, 2015 to Apr 22, 2025factForm ADV
→ CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.Registered adviserregistration: previous registration
Nov 14, 2011 to May 5, 2015factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Dec 10, 2009factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Jun 15, 2007 to Jun 1, 2009factForm ADV

Dated events

Occurred
Apr 22, 2025
Advisor changed firm
Rebecca Rose Frohlich left Fairway Asset Management, Llc for The Patriot Financial Group, Llc (registered 2025-05-14)
Form ADVobserved 3 days ago