DFX Intelligence

D••••• A•• C••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)26 years in industry

D••••• A•• C••••

Advisor at C•••••• C•••• W••••• A••••••• L••

CADILLAC, MI

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Search this name across graphsid dfx:ria:b0d00c80-63e6-00ba-8e9e-ce503a940a29

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 2:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 2
On other graphs: 0
Observed: Sep 23, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••• C•••• W••••• A••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Apr 19, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••• C•••• W••••• A••••••• L••	State registered	Jul 3, 2025	n/a	yes	CADILLAC, MI	Current employment
C••••••••• F•••••••• N••••••	National bd RIA	Jan 26, 2024	Apr 29, 2025	no	WALTHAM, MA\|Traverse City, MI

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C••••••••• F•••••••• N••••••	C•••••• C•••• W••••• A••••••• L••	Apr 29, 2025	Jul 3, 2025	65	Firm change	Ibd to state RIA
R•••••• J•••• F•••••••• S••••••• A•••••••• I••	C••••••••• F•••••••• N••••••	Feb 7, 2024	Jan 26, 2024

Relationships

Registered with (3)

→ C•••••• C•••• W••••• A••••••• L••Registered adviserregistration: current employment
Jul 3, 2025 to presentfactForm ADV
→ C••••••••• F•••••••• N••••••Registered adviserregistration: previous registration
Jan 26, 2024 to Apr 29, 2025factForm ADV
→ R•••••• J•••• F•••••••• S••••••• A•••••••• I••Registered adviserregistration: previous registration
Sep 23, 2010 to Feb 7, 2024factForm ADV

Dated events

Occurred
Apr 29, 2025
Advisor changed firm
D••••• A•• C•••• left C••••••••• F•••••••• N•••••• for C•••••• C•••• W••••• A••••••• L•• (registered 2025-07-03)
Form ADVobserved 7 days ago
Occurred
Feb 7, 2024
Advisor changed firm
D••••• A•• C•••• left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for C••••••••• F•••••••• N•••••• (registered 2024-01-26)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0d00c80-63e6-00ba-8e9e-ce503a940a29
First observed: Sep 23, 2010
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.