DFX Intelligence

D••• A•••••• S•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner10 years in industry

D••• A•••••• S•••

Advisor at F••• D••••• A••••••• I•••

GREENSBORO, NC

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 3:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F••• D••••• A••••••• I•••
Current firm class: institutional managerderived
Book size: not public••• Locked
Industry start: Sep 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
F••• D••••• A••••••• I•••	Institutional manager	Aug 4, 2022	n/a	yes	GREENSBORO, NC	Current employment
B••••• P••••• A•••••••• L••	Independent wealth	May 4, 2021	Apr 22, 2022	no	Greensboro, NC\|NEWPORT BEACH, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
B••••• P••••• A•••••••• L••	F••• D••••• A••••••• I•••	Apr 22, 2022	Aug 4, 2022	104	Firm change	Other
D•• W••••• A•••••••• L••	B••••• P••••• A•••••••• L••	May 10, 2021	May 4, 2021

Team moves

••• Locked

Team	Left	Joined	From	Kind
301042:119290:NC:2021-05-10	May 10, 2021	May 4, 2021	GREENSBORO, NC	Firm change

Relationships

Registered with (3)

→ F••• D••••• A••••••• I•••Registered adviserregistration: current employment
Aug 4, 2022 to presentfactForm ADV
→ B••••• P••••• A•••••••• L••Registered adviserregistration: previous registration
May 4, 2021 to Apr 22, 2022factForm ADV
→ D•• W••••• A•••••••• L••Registered adviserregistration: previous registration
Sep 25, 2019 to May 10, 2021factForm ADV

Dated events

Order

Occurred
22 Apr 2022
Advisor changed firm
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Sep 25, 2019
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.