RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••• A•••••• S•••
- F••• D••••• A••••••• I••• institutional currentsince Aug 4, 2022 · Greensboro, Nc
- B••••• P••••• A•••••••• L•• independent RIAMay 4, 2021 to Apr 22, 2022 · Greensboro, Nc
- D•• W••••• A•••••••• L•• formerSep 25, 2019 to May 10, 2021 · Greensboro, Nc
- B••••• P••••• A•••••••• L•• to F••• D••••• A••••••• I•••left Apr 22, 2022, registered Aug 4, 2022 (104 days) · Other
- D•• W••••• A•••••••• L•• to B••••• P••••• A•••••••• L••left May 10, 2021, registered May 4, 2021 (-6 days) · RIA to RIA · moved with a team
- D••• A•••••• S••• left B••••• P••••• A•••••••• L•• for F••• D••••• A••••••• I••• (registered 2022-08-04)Apr 22, 2022 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Institutional managerderived
- Years in industry
- 10derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address