DFX Intelligence

C••••••••• A••••• F•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst31 years in industry

C••••••••• A••••• F•••••

Advisor at I••• A•••••••• L••

Lake Forest, IL | TROY, MI

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Search this name across graphsid dfx:ria:b0d863bc-0997-9042-f9d4-ad70153dbbcf

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:31 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 0
On other graphs: 0
Observed: Mar 10, 2003 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: I••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 1, 1994earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
I••• A•••••••• L••	Independent wealth	Sep 30, 2016	n/a	yes	TROY, MI\|Lake Forest, IL	Current employment
R•••• A••••••• S•••••••• I•••	Independent wealth	Sep 28, 2012	Oct 28, 2016	no	LAKE FOREST, IL	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R•••• A••••••• S•••••••• I•••	I••• A•••••••• L••	Oct 28, 2016	Sep 30, 2016	-28	Firm change	Other
N•••••••• F•••••••• P•••••••• I•••	R•••• A••••••• S•••••••• I•••	Oct 26, 2012	Sep 28, 2012

Relationships

Registered with (5)

→ I••• A•••••••• L••Registered adviserregistration: current employment
Sep 30, 2016 to presentfactForm ADV
→ R•••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Sep 28, 2012 to Oct 28, 2016factForm ADV
→ N•••••••• F•••••••• P•••••••• I•••Registered adviserregistration: previous registration
Sep 10, 2004 to Oct 26, 2012factForm ADV
→ A••••••••• A•••••• S•••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0d863bc-0997-9042-f9d4-ad70153dbbcf
First observed: Mar 10, 2003
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.