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Advisor at TRUIST ADVISORY SERVICES, INC.
CHARLESTON, WV
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TRUIST ADVISORY SERVICES, INC. | Bd affiliated wealth | Feb 17, 2021 | n/a | yes | CHARLESTON, WV | Current employment |
| BB&T SECURITIES, LLC | Former SEC adviser | Jan 2, 2018 | Feb 17, 2021 | no | CHARLOTTE, NC|CHARLESTON, WV|PRINCETON, WV|RICHMOND, VA | Previous registration |
| BB&T INVESTMENT SERVICES, INC. | Former SEC adviser | Jan 18, 2012 | Jan 2, 2018 | no | CHARLOTTE, NC|CHARLESTON, WV|HUNTINGTON, WV|CHARLOTTE, NC|CHARLOTTE, NC | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2008 | Jan 10, 2012 | no | CHARLESTON, WV|Newark, DE|CHARLESTON, WV|CHARLESTON, WV | Previous registration |
| J.P. MORGAN SECURITIES INC. | n/a | Mar 7, 2008 | Oct 1, 2008 | no | CHARLESTON, WV | Previous registration |
| CITIGROUP GLOBAL MARKETS INC. | Bd affiliated wealth | Jun 7, 2005 | Aug 15, 2006 | no | CHARLESTON, WV|CHARLESTON, WV | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BB&T SECURITIES, LLC | TRUIST ADVISORY SERVICES, INC. | Feb 17, 2021 | Feb 17, 2021 | 0 | Bulk transfer | Ibd to ibd |
| BB&T INVESTMENT SERVICES, INC. | BB&T SECURITIES, LLC | Jan 2, 2018 | Jan 2, 2018 | 0 | Bulk transfer | Other |
| J.P. MORGAN SECURITIES LLC | BB&T INVESTMENT SERVICES, INC. | Jan 10, 2012 | Jan 18, 2012 | 8 | Firm change | Wirehouse to new firm |
| J.P. MORGAN SECURITIES INC. | J.P. MORGAN SECURITIES LLC | Oct 1, 2008 | Oct 1, 2008 | 0 | Bulk transfer | Other |
| CITIGROUP GLOBAL MARKETS INC. | J.P. MORGAN SECURITIES INC. | Aug 15, 2006 | Mar 7, 2008 | 570 | Firm change after gap | Other |