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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 10b 100b

COMPREHENSIVE FINANCIAL MANAGEMENT LLC

CRD 159641

LOS GATOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b0ddb022-de6c-a112-07f8-d9943b052b34

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 1
Observed: Feb 14, 2012 to Mar 31, 2026
21 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

Comprehensive Financial Management LLC

Intermediary · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=0.93 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $19BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $19B
Private client RAUM: $17BderivedItem 5.D individuals plus high net worth individuals
Private client share: 93%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 38
Advisory employees: 15
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 30
High net worth clients: 13
Custody, client assets: $19B
SEC number: 801-73689
CIK: 1799802
CRD: 159641
Filings on the tape: 21
First filed: Feb 14, 2012
Latest filed: Mar 31, 2026
Organised: Limited Liability Company, DE

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
ALVORD, JEFFREY, ROBERT	MANAGER & MEMBER	A	yes	01/2026	Mar 31, 2026	Mar 31, 2026
BROWN, NICHOLAS, RAY	CHIEF COMPLIANCE OFFICER	Na	yes	03/2019	Mar 31, 2026	Mar 31, 2026
HARDESTER, GREGORY, REED	MANAGER & MEMBER	B	yes	10/2024	Mar 31, 2026	Mar 31, 2026
MOHR, MICHAEL, GILBERT	Member	D	yes	01/2026	Mar 31, 2026	Mar 31, 2026
MOWREY, JEANNE, ROGERS	MANAGING DIRECTOR & MANAGER	Na	yes	01/2026	Mar 31, 2026	Mar 31, 2026
MOHR, JEFFREY, COLIN	SPECIAL MEMBER	A	yes	10/2024	Mar 19, 2018	Dec 18, 2024
SARHATT, TIMOTHY, RAYMOND	SENIOR DIRECTOR, INVESTMENTS	Na	no	12/2020	Mar 19, 2013	Dec 18, 2024

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 14 of 15

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 31, 2026	$19B	$19B	38	15	0	n/a	n/a
2024	Apr 18, 2025	$18B	$18B	37	15	0	n/a	n/a
2023	Mar 29, 2024	$17B	$17B	36	13	0	n/a	n/a
2022	Mar 27, 2023	$17B	$17B	34	13	0	n/a	n/a
2021	Mar 31, 2022	$23B	$23B	33	13	0	n/a	n/a
2020	Mar 31, 2021	$23B	$23B	33	13	0	n/a	n/a
2019	Mar 27, 2020	$17B	$17B	29	10	0	n/a	n/a
2018	Mar 26, 2019	$14B	$14B	29	8	0	n/a	n/a
2017	Mar 19, 2018	$15B	$15B	27	9	0	n/a	n/a
2016	Mar 17, 2017	$11B	$11B	27	8	n/a	n/a	n/a
2015	Mar 14, 2016	$11B	$11B	26	8	n/a	n/a	n/a
2014	Mar 26, 2015	$11B	$11B	25	8	n/a	n/a	n/a
2013	Mar 25, 2014	$11B	$11B	24	8	n/a	n/a	n/a
2012	Mar 19, 2013	$11B	$11B	20	6	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$19B	$18B	3.5%	$17B	3.8%	38	37	0	0

Relationships

Controls (5)

← MOHR, MICHAEL, GILBERTOwnerMANAGER & MEMBER, ownership code D, individual
Feb 14, 2012 to Dec 18, 2024factForm ADV
← HARDESTER, GREGORY, REEDOwnerMANAGER & MEMBER, ownership code B, individual
Feb 14, 2012 to Dec 18, 2024factForm ADV
← ALVORD, JEFFREY, ROBERTOwnerMANAGER & MANAGING DIRECTOR, ownership code A, individual
Mar 19, 2013 to Dec 18, 2024factForm ADV
← MOHR, JEFFREY, COLINOwnerSPECIAL MEMBER, ownership code A, individual
Mar 19, 2018 to Dec 18, 2024factForm ADV
← BROWN, NICHOLAS, RAYOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 26, 2019 to Dec 18, 2024factForm ADV

Owns (1)

← SARHATT, TIMOTHY, RAYMONDOwnerSENIOR DIRECTOR, INVESTMENTS, ownership code NA, individual
Mar 19, 2013 to Dec 18, 2024factForm ADV

Dated events

Occurred
Dec 18, 2024
Succession filed (Item 4)
Comprehensive Financial Management Llc reported succeeding to the business of Another Adviser (Form ADV Item 4)
Form ADVobserved 5 days ago
Occurred
Mar 27, 2023
Regulatory AUM changed
Comprehensive Financial Management Llc reported RAUM $16.6B, down 27% from $22.8B (2022-04-01 to 2023-03-27)
Form ADVobserved 5 days ago
$-6.2B
Occurred
Mar 31, 2021
Regulatory AUM changed
Comprehensive Financial Management Llc reported RAUM $22.8B, up 33% from $17.1B (2020-12-11 to 2021-03-31)
Form ADVobserved 5 days ago
$5.7B
Occurred
Mar 26, 2019
Control person joined
R Nicholas Brown (Chief Compliance Officer) appeared on Schedule A of Comprehensive Financial Management Llc
Form ADVobserved 5 days ago
Occurred
Mar 19, 2018
Regulatory AUM changed
Comprehensive Financial Management Llc reported RAUM $15.2B, up 39% from $11.0B (2017-03-17 to 2018-03-19)
Form ADVobserved 5 days ago
$4.2B

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0ddb022-de6c-a112-07f8-d9943b052b34
First observed: Feb 14, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

COMPREHENSIVE FINANCIAL MANAGEMENT LLC

CRD 159641

LOS GATOS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b0ddb022-de6c-a112-07f8-d9943b052b34

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:56 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

ALVORD, JEFFREY, ROBERT

MANAGER & MEMBER

yes

01/2026

Mar 31, 2026

BROWN, NICHOLAS, RAY

CHIEF COMPLIANCE OFFICER

yes

03/2019

Mar 31, 2026

HARDESTER, GREGORY, REED

MANAGER & MEMBER

yes

10/2024

Mar 31, 2026

MOHR, MICHAEL, GILBERT

Member

yes

01/2026

Mar 31, 2026

MOWREY, JEANNE, ROGERS

MANAGING DIRECTOR & MANAGER

yes

01/2026

Mar 31, 2026

MOHR, JEFFREY, COLIN

SPECIAL MEMBER

yes

10/2024

Mar 19, 2018

Dec 18, 2024

SARHATT, TIMOTHY, RAYMOND

SENIOR DIRECTOR, INVESTMENTS

12/2020

Mar 19, 2013

Dec 18, 2024

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 31, 2026

$19B

n/a

2024

Apr 18, 2025

$18B

n/a

2023

Mar 29, 2024

$17B

n/a

2022

Mar 27, 2023

$17B

n/a

2021

Mar 31, 2022

$23B

n/a

2020

Mar 31, 2021

$23B

n/a

2019

Mar 27, 2020

$17B

n/a

2018

Mar 26, 2019

$14B

n/a

2017

Mar 19, 2018

$15B

n/a

2016

Mar 17, 2017

$11B

n/a

2015

Mar 14, 2016

$11B

n/a

2014

Mar 26, 2015

$11B

n/a

2013

Mar 25, 2014

$11B

n/a

2012

Mar 19, 2013

$11B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$19B

$18B

3.5%

$17B

3.8%