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Advisor at FLAGSTAR SECURITIES, INC.
BROOKLYN, NY | NEW YORK, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FLAGSTAR SECURITIES, INC. | Independent wealth | Jan 7, 2025 | n/a | yes | BROOKLYN, NY|NEW YORK, NY|NEW YORK, NY | Current employment |
| HSBC SECURITIES (USA) INC. | Bd affiliated wealth | Jun 12, 2006 | Jul 11, 2018 | no | BROOKLYN, NY|BROOKLYN, NY | Previous registration |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Sep 3, 2004 | Jan 21, 2005 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HSBC SECURITIES (USA) INC. | FLAGSTAR SECURITIES, INC. | Jul 11, 2018 | Jan 7, 2025 | 2,372 | Firm change after gap | Ibd to RIA |
| CHASE INVESTMENT SERVICES CORP. | HSBC SECURITIES (USA) INC. | Jan 21, 2005 | Jun 12, 2006 | 507 | Firm change after gap | Other |