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Advisor at J.P. MORGAN SECURITIES LLC
REDMOND, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 1, 2012 | n/a | yes | REDMOND, WA | Current employment |
| CHASE INVESTMENT SERVICES CORP. | Former SEC adviser | Aug 18, 2009 | Oct 1, 2012 | no | REDMOND, WA|REDMOND, WA|KIRKLAND, WA|KIRKLAND, WA|KIRKLAND, WA|KIRKLAND, WA|SEATTLE, WA|SEATTLE, WA|SEATTLE, WA | Previous registration |
| MORGAN STANLEY | Wirehouse | Jun 1, 2009 | Jul 30, 2009 | no | Boise, ID | Previous registration |
| MORGAN STANLEY & CO. LLC | n/a | Jul 31, 2007 | Jun 1, 2009 | no | BOISE, ID | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CHASE INVESTMENT SERVICES CORP. | J.P. MORGAN SECURITIES LLC | Oct 1, 2012 | Oct 1, 2012 | 0 | Bulk transfer | Other |
| MORGAN STANLEY | CHASE INVESTMENT SERVICES CORP. | Jul 30, 2009 | Aug 18, 2009 | 19 | Firm change | Other |
| MORGAN STANLEY & CO. LLC | MORGAN STANLEY | Jun 1, 2009 | Jun 1, 2009 | 0 | Bulk transfer | Other |