This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

MARINER ADVISOR NETWORK

Current firm class

broker-dealer affiliated wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Sep 13, 1994earliest registration or exam on IAPD

Years in industry

32derivedfrom the industry start date

Years at current firm

7derivedfrom the current registration's begin date

Prior firms

2

Current registrations

2

Registered states

2

Designations

Certified Financial Planner

Exams

S63|S65

First exam

Sep 13, 1994

First registration

Sep 7, 1999

Dual registered

yes, broker-dealer

Other names

PHILLIP S MAHONEY

IAPD individual key

1482774

• Occurred

  Dec 4, 2023
  Advisor changed firm

  Phillip Stephen Mahoney left Legacy Wealth Planning, Llc for Lpl Financial Llc (registered 2018-10-31)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b0f8f580-4929-8e9b-26fa-64fd01b0cd01

First observed

Sep 7, 1999

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.