DFX Intelligence

C••••••••• W••••••• D••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst14 years in industry

C••••••••• W••••••• D••••••

Advisor at C••••••• P•••••••

Greenville, DE | OVERLAND PARK, KS

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Search this name across graphsid dfx:ria:b0fb2197-f4d2-39f5-702f-d2e5760b1ce1

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:48 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Sep 19, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••••• P•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Sep 23, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••••• P•••••••	Independent wealth	Oct 2, 2023	n/a	yes	Greenville, DE\|OVERLAND PARK, KS	Current employment
D•••••• • T•••••• L•••••	Former SEC adviser	Jan 3, 2018	Oct 6, 2023	no	WILMINGTON, DE	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
D•••••• • T•••••• L•••••	C••••••• P•••••••	Oct 6, 2023	Oct 2, 2023	-4	Firm change	RIA to RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
127816:105348:DE:2023-10-06	Oct 6, 2023	Oct 2, 2023	WILMINGTON, DE	Firm change

Relationships

Registered with (2)

→ C••••••• P•••••••Registered adviserregistration: current employment
Oct 2, 2023 to presentfactForm ADV
→ D•••••• • T•••••• L•••••Registered adviserregistration: previous registration
Jan 3, 2018 to Oct 6, 2023factForm ADV

Dated events

Occurred
Oct 6, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b0fb2197-f4d2-39f5-702f-d2e5760b1ce1
First observed: Sep 19, 2016
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.