This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

J.P. MORGAN SECURITIES LLC

Current firm class

wirehousederived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Mar 12, 1999earliest registration or exam on IAPD

Years in industry

27derivedfrom the industry start date

Years at current firm

0derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

2

Exams

S63|S66|S65

First exam

Mar 12, 1999

First registration

Oct 2, 2025

Dual registered

yes, broker-dealer

Other names

SEUNG EUN KIM|James Grant Kim|James G. Kim|Seung Eun Kim|James Kim|James G Kim

IAPD individual key

2936067

• Occurred

  Nov 26, 2025
  Advisor changed firm

  James Kim left Raymond James Financial Services Advisors, Inc for J.P. Morgan Securities Llc (registered 2025-12-08)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b0fb2640-0c82-6ed2-10f9-cdc567ee1500

First observed

Oct 2, 2025

Last observed

Sep 14, 2026 6 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.