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Advisor at LPL FINANCIAL LLC
HOPWOOD, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Jan 17, 2024 | n/a | yes | HOPWOOD, PA | Current employment |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Nov 28, 2022 | Jan 16, 2024 | no | MONROEVILLE, PA|UNIONTOWN, PA | Previous registration |
| KEY INVESTMENT SERVICES LLC | Bd affiliated wealth | Sep 21, 2016 | Nov 22, 2022 | no | VERONA, PA|Columbus, OH|MT PLEASANT, PA|PITTSBURGH, PA|MT PLEASANT, PA | Previous registration |
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 16, 2015 | Sep 21, 2016 | no | MOUNT PLEASANT, PA|FORT MILL, SC|MOUNT PLEASANT, PA|MT PLEASANT, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA|CONNELLSVILLE, PA|UNIONTOWN, PA|SMITHTON, PA|ELIZABETH, PA|MT PLEASANT, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA|PITTSBURGH, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | LPL FINANCIAL LLC | Jan 16, 2024 | Jan 17, 2024 | 1 | Firm change | Ibd to ibd |
| KEY INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Nov 22, 2022 | Nov 28, 2022 | 6 | Firm change | Ibd to ibd |
| LPL FINANCIAL LLC | KEY INVESTMENT SERVICES LLC | Sep 21, 2016 | Sep 21, 2016 | 0 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 105644:6413:PA:2024-01-09 | Jan 16, 2024 | Jan 17, 2024 | UNIONTOWN, PA | Firm change |
| 6413:136300:PA:2016-09-21 | Sep 21, 2016 | Sep 21, 2016 | PITTSBURGH, PA | Firm change |