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R••••••• I••••••••• P•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

R••••••• I••••••••• P•••••••• L••

CRD 157381

WEST CONSHOHOCKEN, PA

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Search this name across graphsid dfx:ria:b10b0192-00c5-9ea9-090a-c8856adf4895

Data as of May 13, 2015 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:53 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 1
On other graphs: 1
Observed: Mar 15, 2013 to May 13, 2015
5 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R••••••• I••••••••• P•••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $142MItem 5.F on the latest filing (2015-05-13); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $142M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R••••••• P••••••• I• L•••	Private Equity Fund	$2.0M	May 13, 2015	41	Mar 28, 2012	reported	021-41507
R••••••• C•••••• L••	Other Private Fund	$1.0M

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B•••••••• J••• C••••••• B••••	FOUNDER/PRESIDENT	E	yes	05/2000	Mar 15, 2013	May 13, 2015
B•••• M••••••• S•	CHIEF ADMINISTRATIVE OFFICER	Na	no	07/2004	Mar 15, 2013

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2014

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2014	$142M	$188M	-24.3%	n/a	n/a	5	5	n/a	n/a

Relationships

Advises (2)

→ R••••••• C•••••• L••Private fundOther Private Fund, IA
Mar 15, 2013 to presentfactForm ADV
→ R••••••• P••••••• I• L•••Private fundPrivate Equity Fund, IA
Mar 28, 2012 to presentfactForm ADV

Owns (4)

← H•••••••• K••••• T•••••OwnerMANAGING DIRECTOR, ownership code NA, individual
Jun 30, 2014 to presentfactForm ADV
← L••••• E••••••• G••••••Owner

Dated events

Occurred
Mar 15, 2013
First Form ADV filing
R••••••• I••••••••• P•••••••• L•• filed its initial SEC registration (Form ADV)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b10b0192-00c5-9ea9-090a-c8856adf4895
First observed: Mar 15, 2013
Last observed: May 13, 2015 138 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.