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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

HENRY KRICH

Advisor at LPL FINANCIAL LLC

SCOTTSDALE, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:35 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Jul 27, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 28, 1999earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S65|S63
First exam: Dec 28, 1999
First registration: Jul 27, 2005
Dual registered: yes, broker-dealer
Other names: HENRY JAY KRICH|HENRY JAMIE LANDRY
IAPD individual key: 4044044

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Jul 6, 2023	n/a	yes	SCOTTSDALE, AZ	Current employment
WELLS FARGO ADVISORS	Wirehouse	May 14, 2015	Jul 13, 2023	no	SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|SCOTTSDALE, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	May 12, 2015	no	PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Jul 27, 2005	Oct 1, 2012	no	PHOENIX, AZ\|CHICAGO, IL\|PHOENIX, AZ\|PHOENIX, AZ\|PHOENIX, AZ	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Jul 13, 2023	Jul 6, 2023	-7	Firm change	Wirehouse to ibd
J.P. MORGAN SECURITIES LLC	WELLS FARGO ADVISORS	May 12, 2015	May 14, 2015	2	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Relationships

Registered with (4)

→ LPL FINANCIAL LLCRegistered adviserregistration: current employment
Jul 6, 2023 to presentfactForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
May 14, 2015 to Jul 13, 2023factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Oct 1, 2012 to May 12, 2015factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Jul 27, 2005 to Oct 1, 2012factForm ADV

Dated events

Occurred
Jul 13, 2023
Advisor changed firm
Henry Krich left Wells Fargo Advisors for Lpl Financial Llc (registered 2023-07-06)
Form ADVobserved 6 days ago