DFX Intelligence

Y••••• M•••• R••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)18 years in industry

Y••••• M•••• R••••

Advisor at C•••••••• I••••••••• R••••••• A•••••••• I•••

Midland, TX

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Search this name across graphsid dfx:ria:b114d768-73fa-129e-70da-9d985032753b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 11:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Apr 21, 2008 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C•••••••• I••••••••• R••••••• A•••••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Apr 19, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C•••••••• I••••••••• R••••••• A•••••••• I•••	Bd affiliated wealth	Feb 3, 2014	n/a	yes	Midland, TX	Current employment
C•••••• I••••••••• M•••••••••	Independent wealth	Apr 21, 2008	Feb 7, 2012	no	MIDLAND, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• I••••••••• M•••••••••	C•••••••• I••••••••• R••••••• A•••••••• I•••	Feb 7, 2012	Feb 3, 2014	727	Firm change after gap	Other

Relationships

Registered with (2)

→ C•••••••• I••••••••• R••••••• A•••••••• I•••Registered adviserregistration: current employment
Feb 3, 2014 to presentfactForm ADV
→ C•••••• I••••••••• M•••••••••Registered adviserregistration: previous registration
Apr 21, 2008 to Feb 7, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b114d768-73fa-129e-70da-9d985032753b
First observed: Apr 21, 2008
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.