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Advisor at SEIA
Yonkers, NY | LOS ANGELES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| Seia | Bd affiliated wealth | Aug 13, 2025 | n/a | yes | LOS ANGELES, CA|Yonkers, NY | Current employment |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Jul 17, 2019 | Jan 27, 2025 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Seia | Jan 27, 2025 | Aug 13, 2025 | 198 | Firm change | Ibd to ibd |