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A••••••••• P•••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor16 years in industry

A••••••••• P•••••••••

Advisor at D••••••

PHOENIX, AZ

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:56 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 10, 2010 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: D••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jun 8, 2010earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
D••••••	Independent wealth	Mar 29, 2019	n/a	yes	PHOENIX, AZ\|PHOENIX, AZ	Current employment
P•••••••• I••••••••• L••	Former SEC adviser	Dec 22, 2015	May 31, 2019	no	PHOENIX, AZ	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••••• I••••••••• L••	D••••••	May 31, 2019	Mar 29, 2019	-63	Firm change after gap	RIA to RIA
W•••• F•••• A•••••••	P•••••••• I••••••••• L••	Dec 22, 2015	Dec 22, 2015

Team moves

••• Locked

Team	Left	Joined	From	Kind
151479:151367:AZ:2019-05-31	May 31, 2019	Mar 29, 2019	PHOENIX, AZ	Firm change after gap

Relationships

Registered with (3)

→ D••••••Registered adviserregistration: current employment
Mar 29, 2019 to presentfactForm ADV
→ P•••••••• I••••••••• L••Registered adviserregistration: previous registration
Dec 22, 2015 to May 31, 2019factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jun 10, 2010 to Dec 22, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jun 10, 2010
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.