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Advisor at LPL FINANCIAL LLC
BOLIVAR, TN | DYERBURG, TN | BROWNSVILLE, TN | COLLIERVILLE, TN | ATOKA, TN | JACKSON, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Mar 21, 2019 | n/a | yes | DYERBURG, TN|BOLIVAR, TN|BROWNSVILLE, TN|JACKSON, TN|ATOKA, TN|COLLIERVILLE, TN|JACKSON, TN | Current employment |
| SIMMONS FIRST INVESTMENT GROUP, INC. | Former SEC adviser | Jul 12, 2017 | Mar 25, 2019 | no | Dyersburg, TN|LITTLE ROCK, AR|LITTLE ROCK, AR|LITTLE ROCK, AR|Jackson, TN | Previous registration |
| OSAIC INSTITUTIONS, INC. | Bd affiliated wealth | Feb 10, 2011 | Jul 7, 2017 | no | JACKSON, TN|Midlothian, VA|JACKSON, TN|DYERSBURG, TN | Previous registration |
| UVEST FINANCIAL SERVICES GROUP, INC. | n/a | Feb 9, 2004 | Feb 9, 2011 | no | BROWNSVILLE, TN|BROWNSVILLE, TN|JACKSON, TN|BROWNSVILLE, TN|BOLIVAR, TN|JACKSON, TN|JACKSON, TN|BOLIVAR, TN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SIMMONS FIRST INVESTMENT GROUP, INC. | LPL FINANCIAL LLC | Mar 25, 2019 | Mar 21, 2019 | -4 | Firm change | RIA to RIA |
| OSAIC INSTITUTIONS, INC. | SIMMONS FIRST INVESTMENT GROUP, INC. | Jul 7, 2017 | Jul 12, 2017 | 5 | Firm change | Other |
| UVEST FINANCIAL SERVICES GROUP, INC. | OSAIC INSTITUTIONS, INC. | Feb 9, 2011 | Feb 10, 2011 | 1 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 47439:6413:TN:2019-03-25 | Mar 25, 2019 | Mar 21, 2019 | JACKSON, TN | Firm change |
| 35371:47439:TN:2017-07-07 | Jul 7, 2017 | Jul 12, 2017 | DYERSBURG, TN | Firm change |