DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Planner|Personal Financial Specialist18 years in industry

THOMAS VALENTINE DAVID

Advisor at ROCKPORT WEALTH ADVISORS

FAIRVIEW PARK, OH

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b13f8e63-3d55-754f-a6e6-cf9509eda0ee

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 12, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ROCKPORT WEALTH ADVISORS
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner|Personal Financial Specialist
Exams: S65
First exam: Dec 10, 2008
First registration: Mar 12, 2009
Dual registered: no
IAPD individual key: 5648448

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ROCKPORT WEALTH ADVISORS	Independent wealth	Jun 26, 2024	n/a	yes	FAIRVIEW PARK, OH	Current employment
ST. CLAIR ADVISORS, LLC	Independent wealth	Nov 23, 2020	Aug 3, 2021	no	MAYFIELD HEIGHTS, OH	Previous registration
STRATEGIC VALUE BANK PARTNERS LLC	Asset manager	Jan 10, 2020	Apr 7, 2020	no	Cleveland, OH	Previous registration
CM WEALTH ADVISORS LLC	Independent wealth	Mar 12, 2009	Aug 17, 2018	no	BEACHWOOD, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ST. CLAIR ADVISORS, LLC	ROCKPORT WEALTH ADVISORS	Aug 3, 2021	Jun 26, 2024	1,058	Firm change after gap	RIA to RIA
STRATEGIC VALUE BANK PARTNERS LLC	ST. CLAIR ADVISORS, LLC	Apr 7, 2020	Nov 23, 2020	230	Firm change	Other
CM WEALTH ADVISORS LLC	STRATEGIC VALUE BANK PARTNERS LLC	Aug 17, 2018	Jan 10, 2020	511	Firm change after gap	Other

Relationships

Registered with (4)

→ ROCKPORT WEALTH ADVISORSRegistered adviserregistration: current employment
Jun 26, 2024 to presentfactForm ADV
→ ST. CLAIR ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 23, 2020 to Aug 3, 2021factForm ADV
→ STRATEGIC VALUE BANK PARTNERS LLCRegistered adviserregistration: previous registration
Jan 10, 2020 to Apr 7, 2020factForm ADV
→ CM WEALTH ADVISORS LLCRegistered adviserregistration: previous registration
Mar 12, 2009 to Aug 17, 2018factForm ADV

Dated events

No dated event names this entity yet.