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Advisor at COMMONWEALTH FINANCIAL NETWORK
Sanibel, FL | Dedham, MA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| COMMONWEALTH FINANCIAL NETWORK | National bd RIA | Oct 31, 2017 | n/a | yes | Dedham, MA|Sanibel, FL | Current employment |
| NEXT FINANCIAL GROUP, INC. | Former SEC adviser | Feb 11, 2010 | Oct 30, 2017 | no | HOUSTON, TX|DEDHAM, MA | Previous registration |
| SECURITIES AMERICA ADVISORS, INC. | Former SEC adviser | Jan 12, 2007 | Feb 1, 2010 | no | NEEDHAM, MA | Previous registration |
| WOODBURY FINANCIAL SERVICES, INC. | Former SEC adviser | Jan 4, 2006 | Jan 5, 2007 | no | DOVER, NH|WILMINGTON, MA|WESTBORO, MA|NORWELL, MA|SOUTHBRIDGE, MA|NEEDHAM, MA|NEEDHAM, MA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NEXT FINANCIAL GROUP, INC. | COMMONWEALTH FINANCIAL NETWORK | Oct 30, 2017 | Oct 31, 2017 | 1 | Firm change | Other |
| SECURITIES AMERICA ADVISORS, INC. | NEXT FINANCIAL GROUP, INC. | Feb 1, 2010 | Feb 11, 2010 | 10 | Firm change | Other |
| WOODBURY FINANCIAL SERVICES, INC. | SECURITIES AMERICA ADVISORS, INC. | Jan 5, 2007 | Jan 12, 2007 | 7 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 46214:8032:MA:2017-10-30 | Oct 30, 2017 | Oct 31, 2017 | DEDHAM, MA | Firm change |