DFX Intelligence
Reading the graph
Reading the graph
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Advisor at A•••• • A••••••• G••••• P•••••••
BOCA RATON, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| A•••• • A••••••• G••••• P••••••• | Independent wealth | Jun 30, 2025 | n/a | yes | BOCA RATON, FL | Current employment |
| O•••• W•••••• I••• | Bd affiliated wealth | Oct 11, 2024 | Jun 10, 2025 | no | SCOTTSDALE, AZ|Boca Raton, FL |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O•••• W•••••• I••• | A•••• • A••••••• G••••• P••••••• | Jun 10, 2025 | Jun 30, 2025 | 20 | Firm change | Ibd to RIA |
| A••••••• P••••••••• A•••••••• I•• | O•••• W•••••• I••• | Oct 11, 2024 | Oct 11, 2024 |
| A••••••• P••••••••• A•••••••• I•• | Former SEC adviser | Dec 9, 2016 | Oct 11, 2024 | no | HOLBROOK, NY|Boca Raton, FL | Previous registration |
| I•••••••• C•••••• A••••••• | Former SEC adviser | Jan 10, 2008 | Dec 31, 2011 | no | LYNNFIELD, MA|BOCA RATON, FL|GREENVILLE, SC|LAKE SUCCESS, NY | Previous registration |
| 0 |
| Bulk transfer |
| Ibd to ibd |
| I•••••••• C•••••• A••••••• | A••••••• P••••••••• A•••••••• I•• | Dec 31, 2011 | Dec 9, 2016 | 1,805 | Firm change after gap | Other |