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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM under $100M

DSAM PARTNERS (LONDON) LTD

CRD 163895

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1433ac3-f099-a4b2-ca8f-e8581b74c950

Data as of Oct 19, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Relationships: 12
Dated events: 9
On other graphs: 0
Observed: Apr 22, 2016 to Oct 19, 2022
13 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $4.0MItem 5.F on the latest filing (2022-10-19); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $4.0M
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 0
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 3
Private funds: 1Schedule D 7.B(1)
Private fund GAV: $10.6Mgross asset value as reported per fund; never fund size
Custody, client assets: $0
SEC number: 801-107759
CRD: 163895
Filings on the tape: 13
First filed: Apr 22, 2016
Latest filed: Oct 19, 2022
Organised: Corporation

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
DSAM+ MASTER FUND	Hedge Fund	$885M	Mar 30, 2021	28	Jun 27, 2014	dropped	021-262038
DSAM LONG/SHORT EQUITY MASTER FUND	Hedge Fund	$385M	Mar 19, 2020	29	May 14, 2012	dropped	021-216849
DSAM NEUTRAL MASTER	Hedge Fund	$170M	Dec 16, 2019	1	Apr 22, 2016	dropped	n/a
DSAM ALPHA+ MASTER FUND	Hedge Fund	$10.6M	Oct 19, 2022	0	Mar 25, 2022	reported	n/a

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
DINER, JAMES, ELLIOTT	LIMITED PARTNER	E	yes	09/2011	Apr 22, 2016	Oct 19, 2022
DINER, JAMES, ELLIOTT	CEO, DIRECTOR	Na	yes	12/2015	Apr 22, 2016	Oct 19, 2022
DINER, JAMES, ELLIOTT	Shareholder	E	yes	09/2011	Apr 22, 2016	Oct 19, 2022
DSAM CAPITAL PARTNERS LTD	Owner	E	yes	12/2015	Apr 22, 2016	Oct 19, 2022
DSAM CAYMAN LIMITED	GENERAL PARTNER	F	yes	09/2011	Apr 22, 2016	Oct 19, 2022
DSAM CAYMAN LP	CORPORATE OWNERS	E	yes	09/2011	Apr 22, 2016	Oct 19, 2022
SALES, STEPHEN, ANTHONY	CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND MONEY LAUNDERING OFFICER, DIRECTOR	Na	yes	07/2019	Dec 16, 2019	Oct 19, 2022

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
DSAM CAYMAN GP LIMITED	n/a	n/a	n/a	N	yes	n/a
DSAM CAYMAN LP	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 25, 2022	$4.0M	$4.0M	10	0	0	1	$10.6M
2020	Mar 30, 2021	$1.8B	$1.8B	24	10	0	1	$885M
2019	Mar 19, 2020	$1.6B	$1.6B	27	14	0	2	$1.3B
2018	Apr 10, 2019	$1.8B	$1.8B	27	15	0	3	$1.6B
2017	Mar 29, 2018	$2.8B	$2.8B	18	12	0	3	$2.3B
2016	Mar 30, 2017	$1.2B	$1.2B	17	11	n/a	3	$1.0B

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$4.0M	$1.8B	-99.8%	$1.8B	-86.9%	10	24	0	0

Relationships

Advises (4)

→ DSAM ALPHA+ MASTER FUNDPrivate fundHedge Fund, IA
Mar 25, 2022 to presentfactForm ADV
→ DSAM+ MASTER FUNDPrivate fundHedge Fund, IA, no longer reported
Jun 27, 2014 to Mar 30, 2021factForm ADV
→ DSAM LONG/SHORT EQUITY MASTER FUNDPrivate fundHedge Fund, IA, no longer reported
May 14, 2012 to Mar 19, 2020factForm ADV
→ DSAM NEUTRAL MASTERPrivate fundHedge Fund, IA, no longer reported
Apr 22, 2016 to Dec 16, 2019factForm ADV

Controls (5)

← DINER, JAMES, ELLIOTTOwnerSHAREHOLDER, ownership code E, individual
Apr 22, 2016 to presentfactForm ADV
← SALES, STEPHEN, ANTHONYOwnerCHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND MONEY LAUNDERING OFFICER, DIRECTOR, ownership code NA, individual
Dec 16, 2019 to presentfactForm ADV
← DSAM CAPITAL PARTNERS LTDOwnerOWNER, ownership code E, foreign entity
Apr 22, 2016 to presentfactForm ADV
← DSAM CAYMAN LIMITEDOwnerGENERAL PARTNER, ownership code F, foreign entity
Apr 22, 2016 to presentfactForm ADV
← DSAM CAYMAN LPOwnerCORPORATE OWNERS, ownership code E, foreign entity
Apr 22, 2016 to presentfactForm ADV

Affiliated with (1)

← DSAM PARTNERS (US) LLCRegistered adviserother investment adviser, bank, common control
factForm ADV

Dated events

Occurred
Mar 25, 2022
Regulatory AUM changed
Dsam Partners (London) Ltd reported RAUM $4.0M, down 100% from $1.8B (2021-03-30 to 2022-03-25)
Form ADVobserved 4 days ago
$-1.8B
Occurred
Mar 25, 2022
Control person left
Nmn Guy Shahar (Shareholder) no longer on Schedule A of Dsam Partners (London) Ltd (listed 2021-03-30, absent 2022-03-25)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2020
Control person left
Nmn Philip Goldsmith (Co-Head Of Research) no longer on Schedule A of Dsam Partners (London) Ltd (listed 2019-12-16, absent 2020-03-19)
Form ADVobserved 4 days ago
Occurred
Mar 19, 2020
Control person left
Arthur Seth Kirkham (Co-Head Of Research) no longer on Schedule A of Dsam Partners (London) Ltd (listed 2019-12-16, absent 2020-03-19)
Form ADVobserved 4 days ago
Occurred
Dec 16, 2019
Control person left
John Steven Chapman (Director, Chief Compliance Officer, Chief Operating Officer And Money Laundering Officer) no longer on Schedule A of Dsam Partners (London) Ltd (listed 2019-04-10, absent 2019-12-16)
Form ADVobserved 4 days ago
Occurred
Dec 16, 2019
Control person joined
Anthony Stephen Sales (Chief Compliance Officer, Chief Operating Officer, Chief Financial Officer And Money Laundering Officer) appeared on Schedule A of Dsam Partners (London) Ltd
Form ADVobserved 4 days ago
Occurred
Apr 10, 2019
Regulatory AUM changed
Dsam Partners (London) Ltd reported RAUM $1.8B, down 36% from $2.8B (2018-03-29 to 2019-04-10)
Form ADVobserved 4 days ago
$-1.0B
Occurred
Mar 29, 2018
Regulatory AUM changed
Dsam Partners (London) Ltd reported RAUM $2.8B, up 89% from $1.5B (2017-09-27 to 2018-03-29)
Form ADVobserved 4 days ago
$1.3B
Occurred
Apr 22, 2016
First Form ADV filing
Dsam Partners Llp filed its initial SEC registration (Form ADV)
Form ADVobserved 4 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1433ac3-f099-a4b2-ca8f-e8581b74c950
First observed: Apr 22, 2016
Last observed: Oct 19, 2022 47 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DSAM PARTNERS (LONDON) LTD

CRD 163895

LONDON

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b1433ac3-f099-a4b2-ca8f-e8581b74c950

Data as of Oct 19, 2022 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 12:00 PM UTC and rebuilt at most every 15 minutes.

Fund

Type

Reported GAV

As of

Owners

First reported

Status

Form D file

DSAM+ MASTER FUND

Hedge Fund

$885M

Mar 30, 2021

Jun 27, 2014

dropped

021-262038

DSAM LONG/SHORT EQUITY MASTER FUND

Hedge Fund

$385M

Mar 19, 2020

May 14, 2012

dropped

021-216849

DSAM NEUTRAL MASTER

Hedge Fund

$170M

Dec 16, 2019

Apr 22, 2016

dropped

n/a

DSAM ALPHA+ MASTER FUND

Hedge Fund

$10.6M

Oct 19, 2022

Mar 25, 2022

reported

n/a

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

DINER, JAMES, ELLIOTT

LIMITED PARTNER

yes

09/2011

Apr 22, 2016

Oct 19, 2022

DINER, JAMES, ELLIOTT

CEO, DIRECTOR

yes

12/2015

Apr 22, 2016

Oct 19, 2022

DINER, JAMES, ELLIOTT

Shareholder

yes

09/2011

Apr 22, 2016

Oct 19, 2022

DSAM CAPITAL PARTNERS LTD

Owner

yes

12/2015

Apr 22, 2016

Oct 19, 2022

DSAM CAYMAN LIMITED

GENERAL PARTNER

yes

09/2011

Apr 22, 2016

Oct 19, 2022

DSAM CAYMAN LP

CORPORATE OWNERS

yes

09/2011

Apr 22, 2016

Oct 19, 2022

SALES, STEPHEN, ANTHONY

CHIEF COMPLIANCE OFFICER, CHIEF OPERATING OFFICER, CHIEF FINANCIAL OFFICER AND MONEY LAUNDERING OFFICER, DIRECTOR

yes

07/2019

Dec 16, 2019

Oct 19, 2022

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

DSAM CAYMAN GP LIMITED

n/a

yes

n/a

DSAM CAYMAN LP

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 25, 2022

$4.0M

$10.6M

2020

Mar 30, 2021

$1.8B

$885M

2019

Mar 19, 2020

$1.6B

$1.3B

2018

Apr 10, 2019

$1.8B

$1.6B

2017

Mar 29, 2018

$2.8B

$2.3B

2016

Mar 30, 2017

$1.2B

n/a

$1.0B

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$4.0M

$1.8B

-99.8%

$1.8B

-86.9%