DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at CETERA INVESTMENT ADVISERS LLC
TUNKHANNOCK, PA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Feb 11, 2014 | n/a | yes | TUNKHANNOCK, PA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Nov 9, 2011 | Feb 13, 2014 | no | HAZLETON, PA|NANTICOKE, PA|FORT MILL, SC|NANTICOKE, PA|SCRANTON, PA|CARBONDALE, PA|CLIFFORD TOWNSHIP, PA|FOREST CITY, PA|HUNLOCK CREEK, PA|HAZLETON, PA|MONTROSE, PA|TUNKHANNOCK, PA|MCADOO, PA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | CETERA INVESTMENT ADVISERS LLC | Feb 13, 2014 | Feb 11, 2014 | -2 | Firm change | Other |