DFX Intelligence

F••• F•••••••• S•••••: advisor on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)33 years in industry

F••• F•••••••• S•••••

Advisor at O• I••••••••• M••••••••• C•

SAN F••••••••, CA | SALINAS, CA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b14febf7-ff3d-e7d5-c2b8-ee8d29fd8b5a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:55 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Jul 1, 1993 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O• I••••••••• M••••••••• C•
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 1, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 22derivedfrom the current registration's begin date
Current registrations: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••••••• F•••••••• G••••	Independent wealth	Mar 29, 2017	n/a	yes	SALINAS, CA\|SAN F••••••••, CA	Current employment
O• I••••••••• M••••••••• C•	Bd affiliated wealth	Sep 1, 2004	n/a	yes	SALINAS, CA	Current employment

Relationships

Registered with (2)

→ E••••••••• F•••••••• G••••Registered adviserregistration: current employment
Mar 29, 2017 to presentfactForm ADV
→ O• I••••••••• M••••••••• C•Registered adviserregistration: current employment
Sep 1, 2004 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b14febf7-ff3d-e7d5-c2b8-ee8d29fd8b5a
First observed: Jul 1, 1993
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.