DFX Intelligence

M•••••• S• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)19 years in industry

M•••••• S• P•••••

Advisor at J••• M••••• S••••••••• L••

New York, NY | Denver, CO

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Search this name across graphsid dfx:ria:b1505692-adb8-9906-c6c9-f3d580c8dd62

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 1:38 PM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Oct 9, 2006 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: J••• M••••• S••••••••• L••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Oct 6, 2006earliest registration or exam on IAPD
Years in industry: 19derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
J••• M••••• S••••••••• L••	Wirehouse	Sep 11, 2026	n/a	yes	New York, NY\|Denver, CO	Current employment
M••••• S••••••	Wirehouse	May 3, 2021	Sep 11, 2026	no	Greenwood Village, CO\|Highlands Ranch, CO	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••• S••••••	J••• M••••• S••••••••• L••	Sep 11, 2026	Sep 11, 2026	0	Firm change	Wirehouse to wirehouse
C•••••• S••••• • C••• I•••	M••••• S••••••	Mar 26, 2021	May 3, 2021

Relationships

Registered with (6)

→ J••• M••••• S••••••••• L••Registered adviserregistration: current employment
Sep 11, 2026 to presentfactForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
May 3, 2021 to Sep 11, 2026factForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Jan 11, 2021 to Mar 26, 2021factForm ADV
→ S••••• W••••• A•••••••• I•••

Dated events

Occurred
Sep 11, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1505692-adb8-9906-c6c9-f3d580c8dd62
First observed: Oct 9, 2006
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.