DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at EDGEROCK WEALTH MANAGEMENT
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| EDGEROCK WEALTH MANAGEMENT | Independent wealth | Oct 20, 2023 | n/a | yes | DENVER, CO | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Jul 19, 2022 | Oct 10, 2023 | no | DENVER, CO|DENVER, CO | Previous registration |
| ADVICE AND PLANNING SERVICES | Bd affiliated wealth | May 5, 2008 | Nov 13, 2020 | no | DENVER, CO|DENVER, CO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | EDGEROCK WEALTH MANAGEMENT | Oct 10, 2023 | Oct 20, 2023 | 10 | Firm change | Ibd to RIA |
| ADVICE AND PLANNING SERVICES | LPL FINANCIAL LLC | Nov 13, 2020 | Jul 19, 2022 | 613 | Firm change after gap | Ibd to RIA |