DFX Intelligence
Reading the graph
Reading the graph
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Advisor at J••• M••••• S••••••••• L••
CHICAGO, IL | Palo Alto, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| J••• M••••• S••••••••• L•• | Wirehouse | Oct 12, 2023 | n/a | yes | CHICAGO, IL|Palo Alto, CA | Current employment |
| J••• M••••• P•••••• W••••• A••••••• L•• | Former SEC adviser | Dec 14, 2022 | Mar 17, 2025 | no | San Francisco, CA|San Francisco, CA |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| J••• M••••• P•••••• W••••• A••••••• L•• | J••• M••••• S••••••••• L•• | Mar 17, 2025 | Oct 12, 2023 | -522 | Bulk transfer | Ibd to wirehouse |
| N••••••••• M••••• I••••••••• S••••••••• | J••• M••••• P•••••• W••••• A••••••• L•• | Oct 31, 2022 |
| N••••••••• M••••• I••••••••• S••••••••• | No RAUM reported | Jun 24, 2019 | Oct 31, 2022 | no | REDWOOD CITY, CA | Previous registration |
| U•• F•••••••• S••••••• I••• | Wirehouse | Jan 23, 2019 | Jun 18, 2019 | no | PALO ALTO, CA | Previous registration |
| S••••••• F•••••••• S•••••••• I••• | Former SEC adviser | Mar 26, 2018 | Jan 9, 2019 | no | SAN MATEO, CA | Previous registration |
| 44 |
| Firm change |
| Other |
| U•• F•••••••• S••••••• I••• | N••••••••• M••••• I••••••••• S••••••••• | Jun 18, 2019 | Jun 24, 2019 | 6 | Firm change | Other |
| S••••••• F•••••••• S•••••••• I••• | U•• F•••••••• S••••••• I••• | Jan 9, 2019 | Jan 23, 2019 | 14 | Firm change | Ibd to wirehouse |