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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

WFM ASIA (HK) LIMITED

CRD 139184

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b15a5b15-9ce5-346d-397a-daf11d6eac1b

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:41 AM UTC and rebuilt at most every 15 minutes.

Relationships: 10
Dated events: 6
On other graphs: 0
Observed: Mar 30, 2012 to Mar 26, 2026
36 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0
Regulatory AUM: $2.6BItem 5.F on the latest filing (2026-03-26); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.6B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 13
Advisory employees: 7
Offices: 0Schedule D 1.F, beyond the principal office
Accounts: 2
SEC number: 801-66072
CIK: 1632572
CRD: 139184
Filings on the tape: 36
First filed: Mar 30, 2012
Latest filed: Mar 26, 2026
Organised: Corporation
Website: wfmasia.com

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CHESTER, DAPHNE, REYNOLDS	DIRECTOR & PRESIDENT	Na	yes	02/2017	Mar 30, 2017	Nov 4, 2024
MITERA, VINEET	DIRECTOR & SHAREHOLDER	E	yes	03/2011	Mar 30, 2012	Nov 4, 2024
MITERA, VINEET	DIRECTOR & CHIEF INVESTMENT OFFICER	Na	yes	03/2011	Mar 30, 2012	Nov 4, 2024
WFM ASIA (BVI) LIMITED	Shareholder	E	yes	11/2000	Mar 30, 2012	Nov 4, 2024
CHIU, TAMILIA, LIA	CHIEF LEGAL OFFICER	Na	no	08/2022	Mar 24, 2023	Nov 4, 2024
ERNST, GRAHAM, SARGENT	CHIEF OPERATING OFFICER	Na	no	08/2017	Sep 6, 2017	Nov 4, 2024
NG, MARCUS, BING KWAN	CHIEF FINANCIAL OFFICER	Na	no	05/2018	Mar 29, 2019	Nov 4, 2024
YONG, GWENDOLINE, WEI FONG	CHIEF COMPLIANCE OFFICER	Na	no	03/2022	Mar 28, 2022	Nov 4, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
WFM ASIA (BVI) LIMITED	n/a	Asset manager	$2.6B	Y	yes	n/a
WFM ASIA (SG) PTE. LTD.	n/a	n/a	n/a	N	yes	n/a
WFM ASIA (UK) LIMITED	n/a	n/a	n/a	N	yes	n/a

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 26, 2026	$2.6B	$2.6B	13	7	0	n/a	n/a
2024	Mar 27, 2025	$3.2B	$3.2B	15	6	0	n/a	n/a
2023	Mar 22, 2024	$3.2B	$3.2B	16	8	0	n/a	n/a
2022	Mar 24, 2023	$3.3B	$3.3B	16	8	0	n/a	n/a
2021	Mar 28, 2022	$4.2B	$4.2B	20	9	0	n/a	n/a
2020	Mar 29, 2021	$4.2B	$4.2B	19	10	0	n/a	n/a
2019	Mar 30, 2020	$2.5B	$2.5B	19	10	0	n/a	n/a
2018	Mar 29, 2019	$1.9B	$1.9B	17	9	0	n/a	n/a
2017	Mar 27, 2018	$2.2B	$2.2B	20	10	0	n/a	n/a
2016	Mar 30, 2017	$1.3B	$1.3B	20	15	n/a	n/a	n/a
2015	Mar 30, 2016	$2.1B	$2.1B	25	20	n/a	n/a	n/a
2014	Mar 31, 2015	$1.3B	$1.3B	24	20	n/a	n/a	n/a
2013	Mar 26, 2014	$878M	$878M	20	15	n/a	n/a	n/a
2012	Mar 27, 2013	$601M	$601M	20	15	n/a	n/a	n/a
2011	Mar 30, 2012	$560M	$560M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$2.6B	$3.2B	-19.1%	$3.3B	-7.5%	13	15	0	0

Relationships

Affiliated with (2)

→ WFM ASIA (BVI) LIMITEDRegistered adviserother investment adviser, bank, pooled vehicle sponsor, control, common control
factForm ADV
← WFM ASIA (BVI) LIMITEDRegistered adviserother investment adviser, bank, control, common control
factForm ADV

Controls (3)

← WFM ASIA (BVI) LIMITEDOwnerSHAREHOLDER, ownership code E, foreign entity
Mar 30, 2012 to Nov 4, 2024factForm ADV
← CHESTER, DAPHNE, REYNOLDSOwnerDIRECTOR & PRESIDENT, ownership code NA, individual
Mar 30, 2017 to Nov 4, 2024factForm ADV
← MITERA, VINEETOwnerDIRECTOR & SHAREHOLDER, ownership code E, individual
Mar 30, 2012 to Nov 4, 2024factForm ADV

Owns (4)

← ERNST, GRAHAM, SARGENTOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Sep 6, 2017 to Nov 4, 2024factForm ADV
← NG, MARCUS, BING KWANOwnerCHIEF FINANCIAL OFFICER, ownership code NA, individual
Mar 29, 2019 to Nov 4, 2024factForm ADV
← YONG, GWENDOLINE, WEI FONGOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Mar 28, 2022 to Nov 4, 2024factForm ADV
← CHIU, TAMILIA, LIAOwnerCHIEF LEGAL OFFICER, ownership code NA, individual
Mar 24, 2023 to Nov 4, 2024factForm ADV

Dated events

Occurred
Dec 10, 2021
Control person left
Dickinson Scobie Ward (Director & Executive Chairman) no longer on Schedule A of Wfm Asia (Hk) Limited (listed 2021-06-23, absent 2021-12-10)
Form ADVobserved 6 days ago
Occurred
Jun 23, 2021
Control person left
En Hong (Chief Compliance Officer & Counsel) no longer on Schedule A of Wfm Asia (Hk) Limited (listed 2021-03-29, absent 2021-06-23)
Form ADVobserved 6 days ago
Occurred
Mar 29, 2021
Regulatory AUM changed
Wfm Asia (Hk) Limited reported RAUM $4.2B, up 72% from $2.5B (2020-03-30 to 2021-03-29)
Form ADVobserved 6 days ago
$1.8B
Occurred
Mar 30, 2020
Regulatory AUM changed
Wfm Asia (Hk) Limited reported RAUM $2.5B, up 29% from $1.9B (2019-03-29 to 2020-03-30)
Form ADVobserved 6 days ago
$552M
Occurred
Mar 29, 2019
Control person joined
En Hong (Chief Compliance Officer & Counsel) appeared on Schedule A of Wfm Asia (Hk) Limited
Form ADVobserved 6 days ago
Occurred
Mar 29, 2019
Control person joined
Bing Kwan Marcus Ng (Chief Financial Officer) appeared on Schedule A of Wfm Asia (Hk) Limited
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b15a5b15-9ce5-346d-397a-daf11d6eac1b
First observed: Mar 30, 2012
Last observed: Mar 26, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

WFM ASIA (HK) LIMITED

CRD 139184

HONG KONG

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:b15a5b15-9ce5-346d-397a-daf11d6eac1b

Data as of Mar 26, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 5:41 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CHESTER, DAPHNE, REYNOLDS

DIRECTOR & PRESIDENT

yes

02/2017

Mar 30, 2017

Nov 4, 2024

MITERA, VINEET

DIRECTOR & SHAREHOLDER

yes

03/2011

Mar 30, 2012

Nov 4, 2024

MITERA, VINEET

DIRECTOR & CHIEF INVESTMENT OFFICER

yes

03/2011

Mar 30, 2012

Nov 4, 2024

WFM ASIA (BVI) LIMITED

Shareholder

yes

11/2000

Mar 30, 2012

Nov 4, 2024

CHIU, TAMILIA, LIA

CHIEF LEGAL OFFICER

08/2022

Mar 24, 2023

Nov 4, 2024

ERNST, GRAHAM, SARGENT

CHIEF OPERATING OFFICER

08/2017

Sep 6, 2017

Nov 4, 2024

NG, MARCUS, BING KWAN

CHIEF FINANCIAL OFFICER

05/2018

Mar 29, 2019

Nov 4, 2024

YONG, GWENDOLINE, WEI FONG

CHIEF COMPLIANCE OFFICER

03/2022

Mar 28, 2022

Nov 4, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

WFM ASIA (BVI) LIMITED

n/a

Asset manager

$2.6B

yes

n/a

WFM ASIA (SG) PTE. LTD.

n/a

yes

n/a

WFM ASIA (UK) LIMITED

n/a

yes

n/a

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Mar 26, 2026

$2.6B

n/a

2024

Mar 27, 2025

$3.2B

n/a

2023

Mar 22, 2024

$3.2B

n/a

2022

Mar 24, 2023

$3.3B

n/a

2021

Mar 28, 2022

$4.2B

n/a

2020

Mar 29, 2021

$4.2B

n/a

2019

Mar 30, 2020

$2.5B

n/a

2018

Mar 29, 2019

$1.9B

n/a

2017

Mar 27, 2018

$2.2B

n/a

2016

Mar 30, 2017

$1.3B

n/a

2015

Mar 30, 2016

$2.1B

n/a

2014

Mar 31, 2015

$1.3B

n/a

2013

Mar 26, 2014

$878M

n/a

2012

Mar 27, 2013

$601M

n/a

2011

Mar 30, 2012

$560M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$2.6B

$3.2B

-19.1%

$3.3B

-7.5%