DFX Intelligence

C••••••••• M• B•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

C••••••••• M• B•••

Advisor at M••••• S••••••

Clayton, MO

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Search this name across graphsid dfx:ria:b15bd766-c1e5-bc77-eb4a-f3d7262618a9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:37 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: May 26, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• S••••••
Current firm class: wirehousederived
Book size: not public••• Locked
Industry start: Mar 20, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• S••••••	Wirehouse	Jul 22, 2025	n/a	yes	Clayton, MO	Current employment
T••••••• C•••••• L••	State registered	May 26, 2009	Nov 7, 2012	no	SAN FRANCISCO, CA	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
T••••••• C•••••• L••	M••••• S••••••	Nov 7, 2012	Jul 22, 2025	4,640	Firm change after gap	Other

Relationships

Registered with (2)

→ M••••• S••••••Registered adviserregistration: current employment
Jul 22, 2025 to presentfactForm ADV
→ T••••••• C•••••• L••Registered adviserregistration: previous registration
May 26, 2009 to Nov 7, 2012factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b15bd766-c1e5-bc77-eb4a-f3d7262618a9
First observed: May 26, 2009
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.