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Reading the graph
Advisor at HEMMING& WEALTH MANAGEMENT, INC.
TRAVERSE CITY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HEMMING& WEALTH MANAGEMENT, INC. | Independent wealth | Jul 24, 2020 | n/a | yes | TRAVERSE CITY, MI | Current employment |
| SAGEPOINT FINANCIAL, INC. | Former SEC adviser | May 28, 2010 | May 6, 2019 | no | TRAVERSE CITY, MI | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| SAGEPOINT FINANCIAL, INC. | HEMMING& WEALTH MANAGEMENT, INC. | May 6, 2019 | Jul 24, 2020 | 445 | Firm change after gap | Ibd to RIA |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 133763:300918:MI:2019-05-06 | May 6, 2019 | Jul 24, 2020 | TRAVERSE CITY, MI | Firm change after gap |