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E•••••••• J••• R•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner11 years in industry

E•••••••• J••• R•••••••

Advisor at M••••• W••••• A•••••••

AUSTIN, TX

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Search this name across graphsid dfx:ria:b1825ee6-b04b-6974-0919-622737110f9e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 9, 2015 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• W••••• A•••••••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 18, 2014earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• W••••• A•••••••	Independent wealth	Sep 19, 2016	n/a	yes	AUSTIN, TX	Current employment
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	Apr 18, 2016	Sep 20, 2016	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
K••••• A••••••• S•••••••• L••	M••••• W••••• A•••••••	Sep 20, 2016	Sep 19, 2016	-1	Firm change	Other
N•• A•••••• S•••••••• L••	K••••• A••••••• S•••••••• L••	Sep 20, 2016

Relationships

Registered with (3)

→ M••••• W••••• A•••••••Registered adviserregistration: current employment
Sep 19, 2016 to presentfactForm ADV
→ K••••• A••••••• S•••••••• L••Registered adviserregistration: previous registration
Apr 18, 2016 to Sep 20, 2016factForm ADV
→ N•• A•••••• S•••••••• L••Registered adviserregistration: previous registration
Jan 9, 2015 to Sep 20, 2016factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:b1825ee6-b04b-6974-0919-622737110f9e
First observed: Jan 9, 2015
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.