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RIA / WealthAdvisor33 years in industry

SAMUEL JAMES CONTE

Advisor at MASSACHUSETTS WEALTH MANAGEMENT, LLC

NORTH ANDOVER, MA

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Search this name across graphsid dfx:ria:b186ad95-11ac-9574-657f-fe2bc1d3f98a

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 6:51 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 23, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: MASSACHUSETTS WEALTH MANAGEMENT, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 7, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 14derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S66|S63
First exam: May 7, 1993
First registration: May 23, 2006
Dual registered: no
IAPD individual key: 2341015

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
MASSACHUSETTS WEALTH MANAGEMENT, LLC	Independent wealth	Jan 17, 2012	n/a	yes	NORTH ANDOVER, MA	Current employment
ANDOVER EQUITY ASSOCIATES	Former SEC adviser	Jan 16, 2009	Jan 3, 2012	no	ANDOVER, MA	Previous registration
MASSACHUSETTS WEALTH MANAGEMENT, INC	n/a	Sep 27, 2006	Dec 31, 2007	no	ANDOVER, MA\|ANDOVER, MA	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 23, 2006	Sep 9, 2008	no	NORTH ANDOVER, MA	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
ANDOVER EQUITY ASSOCIATES	MASSACHUSETTS WEALTH MANAGEMENT, LLC	Jan 3, 2012	Jan 17, 2012	14	Firm change	Other
LPL FINANCIAL LLC	MASSACHUSETTS WEALTH MANAGEMENT, INC	Sep 9, 2008	Sep 27, 2006	-713	Firm change after gap	Other
MASSACHUSETTS WEALTH MANAGEMENT, INC	ANDOVER EQUITY ASSOCIATES	Dec 31, 2007	Jan 16, 2009	382	Firm change	Other

Relationships

Registered with (4)

→ MASSACHUSETTS WEALTH MANAGEMENT, LLCRegistered adviserregistration: current employment
Jan 17, 2012 to presentfactForm ADV
→ ANDOVER EQUITY ASSOCIATESRegistered adviserregistration: previous registration
Jan 16, 2009 to Jan 3, 2012factForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 23, 2006 to Sep 9, 2008factForm ADV
→ MASSACHUSETTS WEALTH MANAGEMENT, INCRegistered adviserregistration: previous registration
Sep 27, 2006 to Dec 31, 2007factForm ADV

Dated events

No dated event names this entity yet.