This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

RAYMOND JAMES INVESTMENT MANAGEMENT

Current firm class

asset managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Dec 1, 2015earliest registration or exam on IAPD

Years in industry

10derivedfrom the industry start date

Years at current firm

1derivedfrom the current registration's begin date

Prior firms

1

Current registrations

1

Registered states

1

Exams

S66

First exam

Aug 11, 2023

First registration

Aug 15, 2023

Dual registered

yes, broker-dealer

Other names

Tom Cattolico|Tommy Cattolico

IAPD individual key

7561169

• Occurred

  May 22, 2024
  Advisor changed firm

  Thomas Cattolico left Commonwealth Financial Network for Raymond James Investment Management (registered 2025-04-30)

  Form ADVobserved 6 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:b18897ab-f4cc-f8a4-b0fe-bd01faee4d55

First observed

Aug 15, 2023

Last observed

Sep 14, 2026 7 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.